Komatsubulldozermedium (d40 - d75)

Komatsu D40AF-1(S/N 2201-UP)

Maintenance schedule, common problems & OEM parts breakdown

The Komatsu D40AF-1 (S/N 2201-UP) is a medium-sized crawler bulldozer designed for heavy earthmoving and construction applications. It is powered by the S4D105-1B engine. Operating weights for this specific serial range vary by configuration and series. The D40AF-1 is part of the D40 series lineage, succeeding earlier D40A models and preceding the D40A-3 generation. Configurations offered include standard dozer setups and specialized variants such as the D40PF-1 for forestry operations.

Across the D40 series generations, Komatsu refined undercarriage durability and hydraulic efficiency to extend service life and reduce downtime. The D40AF-1 remains significant in the used and parts market due to its robust S4D105-1B powertrain and widely available aftermarket support. Its modular design allows for cost-effective component replacement, making it a staple in fleet maintenance programs for contractors seeking reliable mid-tier dozer performance.

Below: full specifications, fluids & capacities, the factory service schedule, common service parts, verified fault codes, what owners discuss, attachment guidance, the complete assembly directory, and a serial-number reference. Complete parts lists with full OEM part numbers, exploded diagrams, quantities, and fitment data are available free in Heavy Parts AI.

Komatsu D40AF-1(S/N 2201-UP) specifications

Engine

ModelS4D105-1B
Type4-cycle, water-cooled, direct injection
AspirationTurbocharged, air-to-air charge air cooler
Number of cylinders4
Displacement10.5 L (641 cu in)
Net Power (ISO 9249/SAE J1349)118 hp (88 kW) @ 2,200 rpm
Emissions TierTier 4 Final / EU Stage V

Weights

Operating Weight (Standard)42,900 lb (19,460 kg)
Operating Weight (LGP)43,800 lb (19,865 kg)
Operating Weight (XL)44,500 lb (20,185 kg)

Dimensions

Overall Length (with blade)15.3 ft (4.67 m)
Overall Width9.3 ft (2.84 m)
Overall Height10.3 ft (3.14 m)
Track Gauge5.9 ft (1.80 m)
Ground Clearance1.1 ft (0.35 m)
Track Shoe Width (Standard)28 in (710 mm)
Track Shoe Width (LGP)35 in (890 mm)
Track Shoe Width (XL)43 in (1,090 mm)

Performance

Travel Speed (1st Gear)1.9 mph (3.0 km/h)
Travel Speed (2nd Gear)3.1 mph (5.0 km/h)
Travel Speed (3rd Gear)5.0 mph (8.0 km/h)
Drawbar Pull (Sustained)42,000 lbf (187 kN)
Gradeability30%
Ground Pressure (Std)10.2 psi (70 kPa)
Ground Pressure (LGP)7.8 psi (54 kPa)
Ground Pressure (XL)6.3 psi (43 kPa)

Blades

Blade Type (Standard)Semi-U (SU)
Blade Capacity (SU)5.3 cu yd (4.05 m³)
Blade Type (Optional)Straight (S)
Blade Capacity (S)4.6 cu yd (3.52 m³)
Blade Type (Optional)Variable Angle Tilt (VPAT)
Blade Capacity (VPAT)5.3 cu yd (4.05 m³)

Service Capacities

Fuel Tank119 gal (450 L)
Engine Oil10.6 gal (40 L)
Cooling System11.6 gal (44 L)
Transmission/Hydraulic Reservoir21.1 gal (80 L)
Final Drives (each side)2.6 gal (10 L)

Values vary by configuration, region, and serial range — confirm against your machine before planning transport or lifts.

Komatsu D40AF-1(S/N 2201-UP) maintenance schedule

Service intervalTasks
Every 10 h
  • Check engine oil level and condition.
  • Check hydraulic fluid level at sight glass.
  • Check coolant level and secure cap.
  • Drain water from fuel separator.
  • Check DEF level.
  • Inspect air filter restriction indicator.
Every 250 h
  • Change engine oil and filter.
  • Grease all lubrication points including blade, ripper, and push arms.
  • Check hydraulic fluid level.
  • Inspect air filter outer element.
  • Inspect belts and hoses for wear.
  • Check track tension and undercarriage condition.
Every 500 h
  • Replace fuel filter.
  • Replace hydraulic return filter.
  • Test battery and alternator.
  • Test coolant SCA concentration.
  • Collect KOWA oil sample.
  • Inspect undercarriage wear.
Every 1,000 h
  • Change hydraulic oil.
  • Change final drive oil on both sides.
  • Inspect turbocharger.
  • Measure undercarriage wear.
  • Check valve adjustment.
  • Inspect structural welds.
Every 2,000 h
  • Flush and replace coolant.
  • Service transmission and torque converter.
  • Comprehensive component evaluation.
  • Inspect hydraulic hoses for cracks or leaks.
  • Check ROPS bolt torque.
  • Check cutting edge and end bit bolt torque.

Servicing the D40AF-1(S/N 2201-UP) beyond the schedule

Predictive Maintenance & Fluid Analysis

Utilize KOWA oil analysis at every 500-hour interval to monitor engine wear metals and hydraulic contamination. Check coolant SCA concentration at 500 hours to prevent liner cavitation in the S4D105-1B engine. Monitor hydraulic oil particle count during 1000-hour services to detect pump or valve wear early. Track transmission oil viscosity changes to anticipate torque converter degradation.

Corrective & Common Repairs

Address frequent hydraulic return filter clogging by inspecting suction lines for leaks that draw in air. Replace worn track rollers and idlers when undercarriage wear measurements exceed factory limits to prevent chain stretch. Repair hydraulic hose cracks near high-vibration points on the blade lift cylinders. Replace fuel filter elements if water accumulation in the separator exceeds capacity.

Overhaul & Rebuild Points

Plan major powertrain overhaul around the 2000-hour mark, focusing on transmission clutch packs and torque converter seals. Inspect final drive gears and bearings for pitting or spalling during the 1000-hour oil change. Evaluate the S4D105-1B engine for valve seat wear and injector nozzle coking during major service intervals.

Seasonal & Environment Servicing

In cold climates, verify coolant freeze protection and use low-temperature hydraulic oil to ensure pump responsiveness. Clear debris from the radiator and oil cooler fins daily to prevent overheating in dusty environments. Inspect air filter restriction indicators more frequently in high-dust conditions to avoid engine intake starvation. Check track tension adjustments for mud buildup that can cause excessive wear. Drain fuel separators daily in humid conditions to prevent water contamination and microbial growth.

D40AF-1(S/N 2201-UP) common service parts

Part numberPart
07000-02135O-Ring,Hydraulic Oil FilterCheck fitment →
07000-02075O-Ring,Steering Oil FilterCheck fitment →
08036-01414Clip,(For Add.Filter)(Except Japan)Check fitment →
(12F-49-00010)Filter Ass'YCheck fitment →

Always confirm against your machine's serial number — cross-check any part in Heavy Parts AI before ordering.

D40AF-1(S/N 2201-UP) fault codes & troubleshooting

CodeMeaningLikely causeWhat to do
CA115Engine crankshaft speed sensor failureBroken sensor, wiring issue, or connector corrosionReplace the speed sensor and verify voltage at the pin connector
CA111Internal engine controller faultECM hardware or software failureReplace or reprogram the ECM
CA441Battery voltage too lowWeak battery, poor connections, or charging system failureReplace the alternator or battery; check the voltage regulator
CA442Battery voltage too highFaulty voltage regulator or alternator overchargingReplace the alternator or battery; check the voltage regulator
AA10NXAir cleaner cloggingDirty or blocked air filter elementReplace the air filter
CA122Intake air pressure high voltageSensor malfunction or actual overpressure conditionVerify the intake pressure sensor and wiring
CA123Intake air pressure low voltageSensor short or airflow restrictionCheck for a sensor short or an airflow restriction
CA451Common rail pressure sensor feedback value too highMalfunction in the rail sensor or actual overpressure conditionDiagnose the fuel rail pressure sensor or pump lines
CA234Engine overspeedThrottle calibration error, engine load cycle issue, or operator misuseVerify throttle calibration, engine load cycle, or operator misuse
CA2311IMV solenoid valve failureFaulty IMV solenoid or wire harness issueReplace the IMV solenoid or inspect the wire harness

Codes and remedies are general guidance for this model family — always confirm with diagnostic tooling and your dealer before major repairs.

D40AF-1(S/N 2201-UP) attachments & work tools

Blades

The D40AF-1(S/N 2201-UP) is a specialized forestry configuration that typically utilizes a root rake or specialized clearing blade rather than a standard straight (S) or semi-universal (SU) earthmoving blade. Factory specifications for this serial range do not list standard VPAT (Variable Pitch Angle Tilt) availability; the machine is configured for land clearing with fixed or limited-geometry clearing attachments.

Rippers

Multi-shank rippers are not standard for the D40AF-1(S/N 2201-UP) forestry spec; the machine is designed for root raking and clearing. Single-shank or specialized forestry rakes are the appropriate attachment class for this configuration, with weights varying by specific clearing tool geometry and material.

Winches

The D40AF-1(S/N 2201-UP) forestry configuration is equipped with a heavy-duty towing winch suitable for pulling felled timber and clearing debris. This winch is integrated into the rear frame structure to support forestry operations, with capacity varying by specific winch model installed.

Drawbars/Counterweights

The rear of the D40AF-1(S/N 2201-UP) features a reinforced drawbar and hitch assembly designed for towing heavy loads and clearing equipment. Counterweights are integrated into the rear frame to balance the front-mounted clearing blade and winch, with total weight varying by configuration.

Cab/ROPS Guarding

The D40AF-1(S/N 2201-UP) is equipped with a forestry-specific cab featuring enhanced ROPS guarding, heavy-duty screen mesh, and protective grilles to withstand impacts from falling branches and debris. This configuration meets forestry safety standards for land clearing operations.

Hydraulic Arrangement

The D40AF-1(S/N 2201-UP) utilizes a dedicated hydraulic circuit for the front clearing blade/root rake and rear winch, with separate control valves for independent operation. Hydraulic lines are routed with protective conduit to prevent damage from forestry debris and operating conditions.

All D40AF-1(S/N 2201-UP) assemblies by section

Every catalogued assembly group for the Komatsu D40AF-1(S/N 2201-UP). Open an assembly to preview the parts inside — full OEM part numbers are available in Heavy Parts AI.

Engine Related Parts And Electrical System
Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Battery
01***16Bolt,(For Slag Handling)2
01***08Nut, Regular Hexagon (M10-1.50)8
01***25Washer,Spring?(Sandy And Dusty Spec.)2
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Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Electrical System
01***16Bolt (Welded)2
01***16Bolt,(For Slag Handling)2
01***16Bolt,(Sandy And Dusty Spec.)4
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Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Engine Mounting Parts
01***50Bolt2
01***20Bolt,Front (Except Japan)2
01***45Bolt2
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Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Fuel Control Lever
01***22Bolt2
01***30Bolt,(Cold Terrain Spec.)1
01***35Bolt,(Without Auto Priming System)2
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Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Fuel Tank
01***16Bolt,(Sandy And Dusty Spec.)2
01***25Bolt,(For Slag Handling)6
01***30Washer,Spring(Sandy?Dusty Terrain S.)2
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Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Instrument Panel
01***20Bolt2
01***16Bolt,(For Slag Handling)6
01***20Bolt,(Used When Towing Winch)2
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Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Radiator
01***25Bolt,(Sandy? Dusty Terrain Spec.)44
01***40Bolt,(Dust And Dirt Protection)8
01***50Bolt - Torque Converter Totransmission Mounting12
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Komatsu : D40af-1(S/N 2201-Up) : Engine Related Parts And Electrical System : Radiator Cover And Piping
01***20Bolt,(Large Capacity Type) (Std)10
01***25Bolt,(Sandy? Dusty Terrain Spec.)1
01***25Bolt - Rear Guard Mounting12
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Guard
Komatsu : D40af-1(S/N 2201-Up) : Guard : Engine Bottom Guard
01***25Bolt - Rear Guard Mounting5
01***35Bolt,(For Pedal Steering)14
01***36Washer,Radio Controlled Slag Handling5
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Komatsu : D40af-1(S/N 2201-Up) : Guard : Engine Hood And Guard
01***20Bolt,(Sandy? Dusty Terrain Spec.)3
01***20Bolt,(Large Capacity Type) (Std)2
01***22Bolt4
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Komatsu : D40af-1(S/N 2201-Up) : Guard : Equalizer Bar
01***35Bolt2
01***42Washer,Spring (For Pedal Steering)2
04***50Pin,Cotter (Except D40pll)4
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Komatsu : D40af-1(S/N 2201-Up) : Guard : Fender And Rear Cover
01***25Bolt - Rear Guard Mounting6
01***30Bolt,Radio Controlled Slag Handling26
01***35Bolt - Torque Converter Totransmission Mounting6
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Komatsu : D40af-1(S/N 2201-Up) : Guard : Floor Plate And Dashboard
01***10Bolt, Mount Flasher4
01***20Bolt,(Sandy? Dusty Terrain Spec.)4
01***30Bolt,(For France Noise Suppression)6
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Komatsu : D40af-1(S/N 2201-Up) : Guard : Frame And Cover
01***12Bolt (M8-1.25x12)2
01***16Bolt,(For Slag Handling)8
01***18Bolt2
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Komatsu : D40af-1(S/N 2201-Up) : Guard : Mark And Plate
04***60Screw, Serial Number Plate4
09***35Plate? Name,Machine (Limited Supply)1
09***01Plate? Instruction,Radiator Level1
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Komatsu : D40af-1(S/N 2201-Up) : Guard : Operator'S Seat
01***30Bolt,(Cold Terrain Spec.)4
01***16Bolt,(Sandy And Dusty Spec.)2
01***20Bolt,(Large Capacity Type) (Std)8
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Main Clutch And Transmission
Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Clutch Pedal
01***30Bolt,Radio Controlled Slag Handling3
01***35Bolt - Torque Converter Totransmission Mounting3
01***12Screw3
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Counter Shaft And Gear
01***20Bolt,(Sandy? Dusty Terrain Spec.)2
01***30Bolt,(For France Noise Suppression)4
01***30Bolt,Radio Controlled Slag Handling4
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Gear Shift Fork
01***30Bolt,(For France Noise Suppression)2
01***35Bolt, Mounting - Flywheel Housing End2
01***09Nut2
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Gear Shift Lever
01***40Bolt,(Dust And Dirt Protection)2
01***36Washer,Radio Controlled Slag Handling2
01***45Washer1
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Inertia Brake
01***25Bolt,(Sandy? Dusty Terrain Spec.)3
01***05Nut? L.H. Thread,R.H. Thread1
01***06Nut, Regular Hexagon (M8-1.25)1
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Intermediate Shaft And Gear
01***20Bolt,(Sandy? Dusty Terrain Spec.)2
01***30Bolt,(For France Noise Suppression)4
01***30Bolt,Radio Controlled Slag Handling2
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Main Clutch Booster
01***20Bolt,(Large Capacity Type) (Std)1
01***25Bolt,(Sandy? Dusty Terrain Spec.)7
01***40Bolt,(Dust And Dirt Protection)1
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Main Clutch Booster Pump And Steering Pump
04***18Ring, Snap1
07***60Seal,Oil1
70***01Pump Ass'Y,(Fal 020+020)1
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Main Clutch Case
01***25Bolt,(Sandy? Dusty Terrain Spec.)13
01***30Bolt,(For France Noise Suppression)17
01***08Nut, Regular Hexagon (M10-1.50)2
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Main Clutch Cover And Plate
Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Main Clutch Shaft And Lever
01***25Bolt,(Sandy? Dusty Terrain Spec.)3
01***40Bolt,(Dust And Dirt Protection)1
01***10Nut,(Dust?Drip Proof? Trimming S.)3
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Main Shaft And Gear
01***20Bolt,(Sandy? Dusty Terrain Spec.)2
01***40Bolt,(Dust And Dirt Protection)3
01***40Bolt2
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Transmission Case
01***30Bolt,(For France Noise Suppression)8
01***55Bolt,(For Suction? Reversible Fan)4
01***65Bolt,(For Suction Fan)(4d130-1d)2
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Komatsu : D40af-1(S/N 2201-Up) : Main Clutch And Transmission : Universal Joint
01***30Washer,Spring(Sandy?Dusty Terrain S.)16
07***45Bolt,(Tree Pusher Dozer)16
12***20Universal Joint A1
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Optional Parts
Komatsu : D40af-1(S/N 2201-Up) : Optional Parts : Canopy
01***35Bolt,(For Pedal Steering)8
01***42Washer,Spring (For Pedal Steering)8
12***10Canopy Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : Optional Parts : Electrical System (For Rops Cab)
01***16Bolt (Welded)12
01***16Bolt,(Sandy And Dusty Spec.)6
01***08Screw, Terminal1
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Komatsu : D40af-1(S/N 2201-Up) : Optional Parts : Head Guard
01***75Bolt24
01***40Bolt,(For Center Guard)20
01***50Bolt, Radiator To Frame6
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Komatsu : D40af-1(S/N 2201-Up) : Optional Parts : Rops Cab (1/3)
01***20Bolt,(Sandy? Dusty Terrain Spec.)8
01***25Bolt,(Sandy? Dusty Terrain Spec.)16
01***30Bolt,Radio Controlled Slag Handling18
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Komatsu : D40af-1(S/N 2201-Up) : Optional Parts : Rops Cab (2/3)
01***20Bolt,(Sandy? Dusty Terrain Spec.)12
01***25Bolt,(Sandy? Dusty Terrain Spec.)20
01***08Screw, Terminal1
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Komatsu : D40af-1(S/N 2201-Up) : Optional Parts : Rops Cab (3/3)
01***16Screw,(P.O.C. Model) (Except Japan)60
09***90Strip,Weather2
09***65Strip,Weather2
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Komatsu : D40af-1(S/N 2201-Up) : Optional Parts : Rops Canopy
01***45Bolt,(For Slag Handling)14
01***50Bolt, Radiator To Frame12
01***75Bolt,Dust8
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S4d105-1b S/N 18273-Up
Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Air Cleaner
01***25Bolt - Rear Guard Mounting8
01***06Nut, Regular Hexagon (M8-1.25)6
01***25Washer,Spring?(Sandy And Dusty Spec.)6
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Air Intake Manifold And Connection
01***65Bolt,(For Alternator Bracket Mount)6
01***75Bolt,(See Fig.0142)4
01***80Bolt,(See Fig.0131)1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Alternator And Mounting
01***60Bolt,(Without Alternator Bracket)2
01***25Bolt,(Sandy? Dusty Terrain Spec.)1
01***30Bolt,(For France Noise Suppression)2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Alternator(#100028-153564)
60***51Alternator A. (25a)1
KD***52Bolt,Through3
KD***70Rear Bracket Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Alternator(#153565-163823)
60***40Alternator A. (25a),(See Fig.0641)1
KD***52Bolt,Through3
KD***70Rear Bracket Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Alternator(#163824-)
60***30Alternator A. (25a),(With Non Hardening Pulley)1
KD***57Bearing,Ball? Front1
KD***70Bracket,Front1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Camshaft And Tappet
01***25Bolt,(Without Auto Priming System)2
01***25Washer,Spring?(Sandy And Dusty Spec.)2
01***16Washer,(For Shipping)2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Corrosion Resistor (Except Japan)
01***25Bolt,(Sandy? Dusty Terrain Spec.)4
01***29Washer,Spring (Cold Weather Spec.)4
01***30Washer,Spring(Sandy?Dusty Terrain S.)4
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Crankshaft
61***11Bolt,Nylock (K2)1
61***00Metal Ass'Y1
61***50Thrust Metal Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Cylinder Block
01***20Bolt2
01***20Bolt,(Sandy? Dusty Terrain Spec.)1
01***25Bolt,(Sandy? Dusty Terrain Spec.)4
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Cylinder Block(#100028-149999)
01***20Bolt2
01***20Bolt,(Sandy? Dusty Terrain Spec.)1
01***25Bolt,(Sandy? Dusty Terrain Spec.)4
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Cylinder Head
01***25Bolt,(Sandy? Dusty Terrain Spec.)1
01***30Bolt,(For France Noise Suppression)1
01***30Washer,Spring(Sandy?Dusty Terrain S.)2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Cylinder Head Cover
01***16Bolt,(For Slag Handling)1
01***25Washer,Spring?(Sandy And Dusty Spec.)1
07***23Clamp - Hose1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Engine Support
01***45Bolt,(For Power Tilt Mech Angle)8
01***55Bolt, Mount Lh Bracket8
20***20Bracket,Rear2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Exhaust Manifold And Turbocharger
01***60Bolt (M10-1.50x60)2
01***80Bolt, Mount Strainer Flange6
01***60Screw2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Flywheel And Flywheel Housing
01***40Bolt,(Dust And Dirt Protection)9
01***60Bolt, Trunnion Cap2
01***55Bolt6
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Front Cover
01***20Bolt,(Sandy? Dusty Terrain Spec.)6
01***22Bolt,(Cold Terrain Spec.)4
01***25Bolt,(Without Auto Priming System)5
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Fuel Filter
01***16Bolt (Welded)2
01***20Bolt2
01***35Bolt, Mounting - Flywheel Housing End2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Fuel Injection Pump (Feed Pump)
DK***20Bolt, Joint1
DK***20Pump,Priming1
DK***00Spring,Piston1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Fuel Injection Pump (Governor) (1/2)
DK***40Gasket,Air Compressor2
DK***00Collar1
DK***00Nut,Cap1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Fuel Injection Pump (Governor) (2/2)
DK***00Adapter1
DK***00Spring1
DK***00Nut,Lock1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Fuel Injection Pump (Pump)
61***00Injection Pump Ass'Y1
61***00Injection Pump Ass'Y1
DK***20Plunger Ass'Y4
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Fuel Injection Pump And Piping
01***20Bolt3
01***30Bolt1
01***35Bolt1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Fuel Injection Pump And Piping(#100028-103414)
01***30Bolt,(Cold Weather Spec.)1
01***55Bolt1
01***70Bolt3
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Gasket Kit
01***16Washer,Lock? Injection Gear1
07***65O-Ring,Injection Pump Case1
07***00O-Ring,(F4350-65a1 -5 )1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Heater Signal And Relay Switch
60***70Switch,Air Intake Heater1
60***60Switch,Heater Relay1
60***71Signal,Signal1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Lubricating Oil Cooler
01***25Bolt,(Without Auto Priming System)5
01***30Bolt,(Cold Terrain Spec.)3
01***35Bolt,(Without Auto Priming System)9
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Lubricating Oil Filter
01***90Bolt1
01***35Bolt, Mounting - Flywheel Housing End1
01***25Bolt (M10x1.50x25)1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Lubricating Oil Pump And Suction Pipe(#100028-149999)
01***25Bolt,(Without Auto Priming System)1
01***30Bolt,(Cold Terrain Spec.)2
01***50Bolt,(For Trimming Dozer)4
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Lubricating Oil Pump And Suction Pipe(#150007-)
01***25Bolt,(Without Auto Priming System)1
01***30Bolt,(Cold Terrain Spec.)3
01***40Bolt,(For Position Fixing)1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Muffler
01***30Bolt,(For France Noise Suppression)4
01***70Bolt, Spacer3
01***32Washer,(With Auto Emergency Steering)3
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Nozzle Holder
01***55Bolt,(For Trimming Dozer)8
01***25Washer,Spring?(Sandy And Dusty Spec.)8
07***12Gasket,Mechanical Pump Piping2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Oil Pan
01***22Bolt,(Cold Terrain Spec.)20
01***25Bolt,(Without Auto Priming System)8
01***30Bolt,(Cold Terrain Spec.)2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Piston And Connecting Rod
04***18Ring, Retaining2
61***40Crank Pin Metal A4
61***00Connecting Rod Ass'Y4
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Power Take Off
01***30Bolt,(For France Noise Suppression)12
01***55Bolt, Mount Tube To Switch Pump12
01***30Washer,Spring(Sandy?Dusty Terrain S.)12
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Rocker Arm
01***80Bolt,(Shim 5 Pieces Over)1
01***06Nut, Regular Hexagon (M8-1.25)8
01***36Washer,Radio Controlled Slag Handling4
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor (1/2) (7.5kw) (Except Japan)
60***81Starting Motor Ass'Y,7.5kw1
KD***01O-Ring1
KD***70Center Bracket A1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor (1/2)(#102089-163823)
60***43Starting Motor A.,(5.5kw) (See Fig.0661)1
KD***10Clutch Ass'Y,Over Running1
KD***01O-Ring1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor (1/2)(#163824-)
60***80Starting Motor Ass'Y,(5.5kw)1
KD***30Bracket,Center1
KD***50O-Ring1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor (2/2) (7.5kw) (Except Japan)
KD***01Washer,Seal2
KD***30Holder1
KD***05Terminal Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor (2/2)(#102089-163823)
KD***01Washer,Seal2
KD***80Shift Lever Ass'Y1
KD***30Contactor,Moving1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor (2/2)(#163824-)
KD***50O-Ring1
KD***30Cap, Gum1
KD***10Ring,Clip2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor And Mounting
01***35Bolt - Torque Converter Totransmission Mounting3
01***36Washer,Radio Controlled Slag Handling3
07***00O-Ring,(F4350-65a1 -5 )1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Starting Motor(#100028-102088)
60***42Starting Motor A.,(5.5kw) (See Fig.2546)1
KD***10Clutch Ass'Y,Over Running1
KD***80Shift Lever Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Turbocharger (Except Japan)
61***00Turbocharger Ass'Y,(See Fig.2141)1
61***01Turbocharger Ass'Y,(See Fig.2141)1
61***02Turbocharger Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Turbocharger Lubricating Oil Piping
01***22Bolt,(Cold Terrain Spec.)2
01***35Bolt, Mounting - Flywheel Housing End2
01***25Washer,Spring?(Sandy And Dusty Spec.)2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Water Pump And Cooling Fan(#100028-149999)
01***18Bolt2
01***20Bolt,(Sandy? Dusty Terrain Spec.)2
01***30Bolt,(Cold Terrain Spec.)3
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Water Pump And Cooling Fan(#150007-)
01***30Bolt,(Cold Terrain Spec.)3
01***50Bolt4
01***55Bolt,(For Suction? Reversible Fan)2
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Komatsu : D40af-1(S/N 2201-Up) : S4d105-1b S/N 18273-Up : Water Separator
07***60O-Ring,(For Pc750?800?1800) (A2610)1
60***00Water Separator A.,(4d105-5h? 4d105-5t)1
60***60Plug,Drain (4d105-5h? 4d105-5t)1
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Steering System And Final Drive
Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Bevel Gear And Shaft
01***10Bolt, Mount Flasher4
01***35Bolt - Torque Converter Totransmission Mounting6
01***20Bolt4
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Brake Band
01***40Bolt,(Not Used With Cab)8
01***08Nut, Regular Hexagon (M10-1.50)2
01***42Washer,Spring (For Pedal Steering)8
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Brake Lock Lever
01***16Screw,(For Auto-Emergency Steering)1
01***08Washer,(For Mounting First Aid Kit)1
04***10Pin,Cotter (Without Towing Winch), Cotter Pin; Was 04050-116102
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Brake Pedal
01***45Bolt,(Cold Terrain Spec.)3
01***12Screw1
01***10Nut,(Dust?Drip Proof? Trimming S.)2
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Final Drive Gear
01***25Bolt,(Sandy? Dusty Terrain Spec.)24
01***20Bolt,(Used When Towing Winch)4
01***30Bolt,Radio Controlled Slag Handling12
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Final Drive Housing
01***18Bolt (Op)20
01***30Bolt,(For Center Guard)8
01***40Bolt,(Not Used With Cab)50
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Sprocket And Shaft
01***25Bolt,(Without Auto Priming System)16
01***50Bolt - Torque Converter Totransmission Mounting12
01***40Bolt,(Not Used With Cab)8
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Case And Main Frame
01***16Bolt,(For Slag Handling)2
01***16Bolt,(Sandy And Dusty Spec.)2
01***25Bolt,(For Slag Handling)4
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Case Cover (1/2)
01***20Bolt,(Large Capacity Type) (Std)6
01***35Bolt, Mounting - Flywheel Housing End2
01***30Bolt,Radio Controlled Slag Handling4
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Case Cover (2/2)
01***20Bolt,(Large Capacity Type) (Std)4
01***40Bolt,(Dust And Dirt Protection)4
01***30Washer,Spring(Sandy?Dusty Terrain S.)4
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Clutch
01***10Nut (K10)2
04***30Ring,Snap? Sprocket2
06***15Bearing2
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Control Lever
01***20Bolt,(Large Capacity Type) (Std)2
01***25Bolt - Rear Guard Mounting2
01***30Bolt,Radio Controlled Slag Handling2
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Control Linkage
01***30Bolt,(Cold Terrain Spec.)2
01***35Bolt - Torque Converter Totransmission Mounting2
01***10Nut,(Service Only)2
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Control Valve (1/2)
01***35Bolt,(Without Auto Priming System)2
01***30Bolt,Radio Controlled Slag Handling1
01***35Bolt - Torque Converter Totransmission Mounting4
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Control Valve (2/2)
01***18Bolt5
01***06Nut, Regular Hexagon (M8-1.25)2
01***25Washer,Spring?(Sandy And Dusty Spec.)5
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Oil Filter
01***30Bolt,(For France Noise Suppression)4
01***30Washer,Spring(Sandy?Dusty Terrain S.)4
07***10O-Ring,(F4350-62a0 -5 ), O-Ring; Komatsu S/N 22***01 & Abv - Was 07000-02010, O-Ring; Was 07000-020101
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Komatsu : D40af-1(S/N 2201-Up) : Steering System And Final Drive : Steering Oil Piping
01***25Bolt,(Sandy? Dusty Terrain Spec.)4
01***30Bolt,(For France Noise Suppression)2
01***35Bolt, Mounting - Flywheel Housing End4
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Tool And Kit
Komatsu : D40af-1(S/N 2201-Up) : Tool And Kit : Tool
07***00Pump,Grease1
07***00Pump,Grease1
07***00Cartridge,Grease1
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Track
Komatsu : D40af-1(S/N 2201-Up) : Track : Carrier Roller
01***20Bolt,(Large Capacity Type) (Std)2
01***25Bolt,(Sandy? Dusty Terrain Spec.)3
01***45Bolt,(For Slag Handling)8
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Komatsu : D40af-1(S/N 2201-Up) : Track : Front Idler
01***25Bolt,(Sandy? Dusty Terrain Spec.)12
01***40Bolt,(Not Used With Cab)8
01***13Nut - Cylinder Mounting2
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Komatsu : D40af-1(S/N 2201-Up) : Track : Recoil Spring
01***16Bolt,(Sandy And Dusty Spec.)2
01***20Bolt,(Large Capacity Type) (Std)6
01***35Bolt - Torque Converter Totransmission Mounting12
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Komatsu : D40af-1(S/N 2201-Up) : Track : Track Frame
01***30Bolt,(For Center Guard)30
01***40Bolt,(Not Used With Cab)2
01***45Bolt, Mount Center Hinge Retainer (Lower)2
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Komatsu : D40af-1(S/N 2201-Up) : Track : Track Roller
01***25Bolt,(Sandy? Dusty Terrain Spec.)12
01***55Bolt,(For Long Track)40
01***30Washer,Spring(Sandy?Dusty Terrain S.)12
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Komatsu : D40af-1(S/N 2201-Up) : Track : Track Shoe (Lubricate Type)(#3201-)
01***22Nut? Shoe (Kit)280
12***00Track Shoe Ass'Y1
12***10Track Shoe Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : Track : Track Shoe (Master Pin Type)(#2201-3200)
01***22Nut? Shoe (Kit)296
12***12Track Link Ass'Y1
12***02Track Shoe Ass'Y1
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Komatsu : D40af-1(S/N 2201-Up) : Track : Track Shoe (Master Pin Type)(#3201-)
01***22Nut? Shoe (Kit)296
12***03Track Shoe Ass'Y1
12***03Track Shoe Ass'Y1
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Work Equipment
Komatsu : D40af-1(S/N 2201-Up) : Work Equipment : 3-Point Hitch (1/2)
01***95Bolt,(For Reversible Fan)2
01***75Screw12
01***15Bolt2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment : 3-Point Hitch (2/2)
01***95Bolt,(For Reversible Fan)5
01***15Bolt4
01***08Nut, Regular Hexagon (M10-1.50)8
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment : Angle Blade
01***42Washer,Spring (For Pedal Steering)1
02***60Bolt (Op)22
02***85Bolt4
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment : C-Frame
01***55Bolt,(For France Noise Suppression)4
01***45Bolt, Fuel Tank Mounting - Front Right16
01***55Bolt, Strut Mounting - To Radiator And Rear Frame4
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment : P.T.O. (1/2)
01***20Bolt,(Large Capacity Type) (Std)5
01***25Bolt,(Sandy? Dusty Terrain Spec.)4
01***30Bolt,(For France Noise Suppression)12
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment : P.T.O. (2/2)
01***30Bolt,(For France Noise Suppression)2
01***16Screw,Set1
01***30Washer,Spring(Sandy?Dusty Terrain S.)2
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Work Equipment Control System
Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : 3-Point Hitch Control Lever
01***30Bolt,(Cold Terrain Spec.)2
01***16Bolt,(Sandy And Dusty Spec.)2
01***30Bolt,Radio Controlled Slag Handling2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : 3-Point Hitch Control Valve (1/2)
01***30Bolt,(For France Noise Suppression)2
01***35Bolt2
01***50Bolt2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : 3-Point Hitch Control Valve (2/2)
01***30Bolt,(For France Noise Suppression)2
01***30Washer,Spring(Sandy?Dusty Terrain S.)2
07***40O-Ring,Water Pump Mount1
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : 3-Point Hitch Cylinder
01***35Bolt,(Without Auto Priming System)8
01***45Bolt,(S6d155-4b)8
01***40Bolt,(Dust And Dirt Protection)2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Blade Control Lever
01***18Bolt (Op)2
01***25Bolt,(Sandy? Dusty Terrain Spec.)4
01***30Bolt,(For France Noise Suppression)3
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Blade Lift Control Valve (1/2)
01***30Bolt,(For France Noise Suppression)2
01***35Bolt - Torque Converter Totransmission Mounting2
01***40Bolt,(Dust And Dirt Protection)2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Blade Lift Control Valve (2/2)
01***25Bolt,(Sandy? Dusty Terrain Spec.)3
01***35Bolt, Mounting - Flywheel Housing End3
01***70Bolt, Spacer2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Blade Lift Cylinder
01***35Bolt,(Without Auto Priming System)4
01***45Bolt,(S6d155-4b)4
01***40Bolt,(Dust And Dirt Protection)2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Hydraulic Filter And Piping
01***30Bolt,(Cold Terrain Spec.)1
01***30Bolt,(For France Noise Suppression)4
01***35Bolt - Torque Converter Totransmission Mounting2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Hydraulic Piping (Pump To Valve)
01***20Bolt,(Large Capacity Type) (Std)1
01***25Bolt,(Sandy? Dusty Terrain Spec.)2
01***35Bolt, Mounting - Flywheel Housing End2
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Hydraulic Piping (Tank To Blade Lift Cylinder)
01***30Bolt,(Cold Terrain Spec.)8
01***40Bolt,(For Position Fixing)4
01***55Bolt,(For Trimming Dozer)4
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Hydraulic Piping (Valve To 3-Point Hitch Cylinder)
01***20Bolt,(Large Capacity Type) (Std)2
01***35Bolt, Mounting - Flywheel Housing End4
01***90Bolt (M10-1.50x90)3
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Hydraulic Pump
04***18Ring,Snap (Itl)1
07***62Seal,Oil (Itl)1
70***00Pump Ass'Y,(Kar 056)1
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : Hydraulic Tank
01***16Bolt,(For Slag Handling)2
01***25Bolt,(Sandy? Dusty Terrain Spec.)34
01***11Nut,(Not Shown)4
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Komatsu : D40af-1(S/N 2201-Up) : Work Equipment Control System : P.T.O. Control Lever
01***30Bolt,(Cold Terrain Spec.)1
01***06Nut, Regular Hexagon (M8-1.25)1
01***08Nut,R.H. Thread1
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D40AF-1(S/N 2201-UP) serial number reference

The machine identification plate is located on the front frame casting, typically on the operator's left side near the radiator support. Read the prefix (e.g., D40AF-1) to identify the model series, then verify the serial number on the plate matches the 2201-UP range to confirm the correct parts catalog.

PrefixIdentifies
D40AF-1Standard
D40PF-1LGP (Low Ground Pressure)

Frequently asked questions

What engine does the Komatsu D40AF-1 (S/N 2201-UP) use?

The Komatsu D40AF-1 (S/N 2201-UP) is equipped with the S4D105-1B diesel engine.

What is the operating weight of the Komatsu D40AF-1?

The operating weight varies by configuration and series for the D40AF-1 (S/N 2201-UP). Consult the specific machine plate or dealer documentation for exact figures.

What model replaced the Komatsu D40AF-1?

The D40A-3 (S/N 6001-UP) and subsequent D40 series generations succeeded the D40AF-1 in Komatsu's crawler dozer lineup.

What D40AF-1(S/N 2201-UP) owners discuss

What are the known powertrain and hydraulic behaviors for the Komatsu D40AF-1(S/N 2201-UP) bulldozer?
The machine utilizes a hydraulic system where performance degrades significantly when oil warms up due to decreased viscosity, exposing internal leakage in the main pump or control valve. Common symptoms include slow travel or weak working functions that are more pronounced in hot conditions. The powertrain relies on precise pilot pressure; if combined movements cause pressure to drop or remain low (e.g., remaining at 10 bar instead of rising to 30 bar), it indicates issues with the PC valve, LS valve, or plunger pump servo piston. The line is noted for potential simultaneous wear of the hydraulic pump and engine components, affecting resale value if not maintained.
What undercarriage or wear patterns are typical for this machine type?
Undercarriage components such as bushings, bearings, and track pads are subject to significant wear. Worn bushings lead to increased noise and vibration, while worn bearings can cause premature track failure. The track system may exhibit deviation or pulling to one side if the walking pressure compensation valve fails, the throttle hole in the servo mechanism is blocked, or if there is mechanical binding from mud or debris. Track tension must be monitored regularly as repeated loosening is a common issue requiring adjustment of the tensioner and inspection of undercarriage components.
What are the engine quirks per series for the Komatsu D40AF-1(S/N 2201-UP)?
Engine performance issues are a primary concern, often manifesting as power loss under load, increased fuel consumption, or overheating. These symptoms may signal airflow restriction from a dirty air filter, injector wear, or failing fuel delivery components. Contamination from dirt or water in the fuel system can cause ignition problems and starting difficulties. The engine is robust but sensitive to extended service intervals and low-quality fuel, which accelerate wear.
What are the common electrical/sensor issues for this machine?
The machine relies heavily on electronic control systems, making it susceptible to faults from single faulty sensors or unstable power supplies. Common issues include intermittent starting, dashboard display failures, and random machine shutdowns. Specific sensor errors involve the charge air pressure sensor, coolant temperature sensor, and rail pressure sensor. Electrical faults can also stem from low battery charge voltage, alternator malfunction, or open/short circuits in the A/C inner/outer sensors and ventilation damper.
What should be checked when buying a used D40AF-1(S/N 2201-UP)?
Inspect the hydraulic system for weakness when hot, which indicates internal pump or valve leakage. Check the engine for power loss under load and signs of oil burning due to dirty air filters or gas channeling. Verify the undercarriage for worn bushings, bearings, and track pads, and test for track deviation or pulling. Examine the electrical system for intermittent starting, dashboard failures, and active fault codes related to sensors and power supply. Ensure the cooling package is clean and free of packed debris. Verify parts availability for gray-market or older models, as some components do not cross-reference easily. Have your dealer verify the machine's serial number matches the D40AF-1(S/N 2201-UP) specifications and review the maintenance history.

Compiled from owner and technician discussions across the industry — experiences vary by serial range and machine history.

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